Financial Advisor Trainee

The Financial Advisor Trainee position provides structured training and exam preparation to support progression toward FA Associate status.

Responsibilities

• Complete in-house training on retail financial services topics, including products and services, building a book of business, Janney systems, practice management, and compliance
• Start developing a business plan as part of the trainee program
• Attend client meetings with Financial Advisors to support client service efforts
• Perform clerical and administrative functions as directed by Financial Advisors
• With guidance from Financial Advisors and Branch Managers, assist with client profiling and help identify client objectives and risk tolerance
• Support the preparation of recommendations and advice under tutelage
• Build foundational knowledge of financial products and markets and the regulatory landscape
• Study for and pass required registrations within the set timeframe, including:
• Series 7
• Series 66 (or Series 63 and 65)
• Any state insurance examinations required by Branch Managers

Requirements

• Obtain Series 7; 63 and 65, or 66, within the designated time period
• Preference for candidates who already hold Series 7; 63 and 65, or 66 licenses
• Undergraduate degree with an emphasis on business and communications preferred
• Ability to work in a fast-paced, deadline-driven environment
• Strong written and oral communication skills required
• Critical thinking skills
• High ethical standards
• Must be available to start as soon as possible

Location

• Ligonier, PA (onsite)

Benefits

• Paid Parental Leave
• Generous Paid Time Off
• $2,000 referral bonus eligibility
• Professional Development Assistance Plan

Education

• Undergraduate Degree (emphasis on business and communications preferred)