Finance Jobs in Caldwell, ID

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4mo ago

Associate Financial Planner

Raymond James Financial, Inc. Caldwell, ID

Caldwell, ID

4mo ago Closed

Full time Analytical Skills Client Relations Client Service

This position is no longer accepting applications (closed Jul 27, 2026).

Job Description

Associate Financial Planner role at Raymond James Financial, Inc., supporting financial planning, client service, and plan implementation through the Mainspring Wealth Advisors affiliate in Caldwell, ID (hybrid).

Responsibilities

Facilitate account openings, transfers, and ongoing maintenance
Support advisors with research, data entry, and plan implementation tasks
Keep CRM records up to date and ensure compliance with policies
Collaborate with the Financial Advisor to review current client portfolios, clarify goals, input client data, and perform financial analysis
Assess retirement needs for individuals and employer-sponsored plans, explore options, and propose alternatives
Perform thorough document reviews and analyze client information to formulate comprehensive financial planning recommendations
Conduct information-gathering research as needed on a case-by-case basis
Prepare client files for meetings with existing and prospective clients
Coordinate communications with clients and follow through on required actions
Respond to client questions by phone, email, and occasional in-person visits
Conduct basic research on income tax topics, estate planning, and related legal issues; seek guidance when appropriate
May participate in client presentations
May open, transfer, or close client accounts and maintain accurate records
May verify purchase and sale instructions, enter orders, and follow up on transaction completion
Ensure adherence to firm policies and regulatory requirements
Perform other duties as assigned

Requirements

Bachelor’s degree in finance or a related field with at least three years in the financial services industry focusing on financial, retirement and estate planning or marketing these services
An equivalent combination of experience, education, and training as approved by Human Resources
Securities Industry Essentials Exam (SIE)
State-specific licenses may include Series 7, 63, 65, and/or 66, or the ability to obtain them within twelve months
Proficiency with CRM software
Proficiency with Microsoft Office
Proficiency with Financial Planning software
Knowledge of financial markets
Travel required is less than 25%

Technologies

CRM software
Microsoft Suite
Financial Planning software
Financial markets

Benefits

Base salary or wages
Additional compensation (cash or equity)
Discretionary bonuses
Commissions
Medical insurance
Dental insurance
Vision insurance
Life insurance
Critical illness insurance
Accident insurance
Disability benefits
Retirement savings plan
Paid time off for vacation, holidays, and sick leave
Parental leave

Additional Information

This position is hybrid in Caldwell, ID

Travel

Less than 25% travel

Work Style

Resident

Certifications

Securities Industry Essentials Exam (SIE) – FINRA

Work Experience

General experience ranges from 13 months to 3 years

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