Investment Adviser

Investment Adviser Finance Jobs

3 jobs found

1mo ago

Financial Solutions Advisor Registration Candidate

Bank of America Glendale, CA

Glendale, CA

1mo ago Closed

$28 - $33/hr Full time Advisor Advisor Services Advisory Services

This position is no longer accepting applications (closed Jul 5, 2026).

Job Description

Entry-level Financial Solutions Advisor Stage I position at Bank of America in Glendale, CA (onsite), offering USD 28 - 33 per hour, focused on obtaining securities licenses (SIE, Series 7, Series 66) and building client relationships to deliver advisory solutions, with progression to Stage II and SAFE Act registration.

Responsibilities

Pursue Securities Industry licenses through dedicated coursework for SIE, Series 7, and Series 66.
Develop foundational advisory skills, including identifying and nurturing client relationships, evaluating clients' complex financial profiles, and providing guidance with solutions while maintaining a client-centric approach.
Be assigned to a financial center to deliver core banking services, investment solutions, and client care.
Advance to Financial Solutions Advisor Stage II to deepen and expand relationships within a client portfolio.
Collaborate with banking and investment partners; connect clients to Bank of America and Merrill solutions to meet their financial needs.
Deliver comprehensive, end-to-end advice, conduct client reviews and presentations, and propose strategies to help clients reach financial goals and life priorities.
Engage with banking customers, small business owners, and higher net worth clients to expand your network and drive business growth.

Requirements

Demonstrated aptitude to obtain required securities licenses.
Strong time-management and self-discipline to handle workloads.
Experience building client relationships, assessing needs, and proposing solutions.
Proven ability to collaborate and communicate effectively with teammates.
Results-oriented with a client-first approach in a dynamic, fast-paced setting.
Capable of multitasking.
Willingness to learn and adapt to new technologies and applications.

Benefits

World-class training and onboarding programs.
One-on-one coaching from Academy managers.
Defined consultative approach to identifying client needs and matching solutions.
Structured licensing training with target timeframes: SIE within 30 days; Series 7 and 66 within 120 days.
Build your network at a financial center by interacting with banking customers, small business owners, and higher net worth clients to grow your business.
Provide end-to-end comprehensive advice, deliver client reviews and presentations, and recommend strategies.
Collaborate with core banking and investment partners to meet client needs.

Skills

Client Experience Branding
Client Solutions Advisory
Investment Management
Pipeline Management
Referral Management
Client Management
Customer and Client Focus
Portfolio Management
Prospecting
Referral Identification
Business Acumen
Executive Presence
Oral Communications
Risk Management
Trading

Education

High School Diploma / GED / Secondary School or equivalent

Schedule

Monday through Friday with rotating Saturdays

Shift

First shift (United States of America)

Hours per Week

View full job page →

1mo ago

Financial Solutions Advisor Registration Candidate

Bank of America West Covina, CA

West Covina, CA

1mo ago Closed

$28 - $33/hr Full time Advisor Advisor Development Banking

This position is no longer accepting applications (closed Jul 5, 2026).

Job Description

Bank of America is seeking a Financial Solutions Advisor Registration Candidate to join its West Covina, California team. This Stage I role prepares you for the SIE, Series 7 and Series 66 licenses and advances you toward Stage II, with a focus on cultivating client relationships and delivering advisory solutions in a client-centric environment.

Location

West Covina, CA (onsite)

Salary

$28 - $33 per hour (USD)

Responsibilities

Obtain Securities Industry licenses (SIE, Series 7, Series 66) through dedicated and personalized classes.
Acquire, build, and manage client relationships.
Consider a client’s complex financial picture and guide them with advice and solutions to help them live their best financial lives, while humanizing financial interactions.
Begin working in a financial center to deliver Bank of America’s core banking, investment solutions and approach to client care.
Progress to Financial Solutions Advisor Stage II after successful Stage I, continuing to grow and deepen relationships within a portfolio of clients.
Participate in Academy programs, tools, and resources to support career development.

Requirements

Aptitude in obtaining required industry licenses.
Must be self-disciplined in managing time and capacity.
Experience in cultivating client relationships, accessing needs and recommending solutions.
Success creating strong peer relationships through effective communication and collaboration.
Demonstrates a results-driven mindset while prioritizing client’s interest in a complex, fast-paced environment.
Executes multiple tasks simultaneously.
Learns and adapts to new technology or applications.

Job Description

The following laws or regulations restrict or prohibit the hiring of individuals with certain specified criminal history for the position: FDIC; Safe Act; Loan Originators; FINRA.

We’ll Help You

Build a successful career at Bank of America through world-class training and onboarding programs that set you up for success.
Get training and one-on-one coaching from Academy managers who are invested in your success.
Grow your business knowledge by using a defined consultative approach with clients to systematically identify client needs and appropriate solutions.
Earn your Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63 & 65 accepted, in lieu of 66) though structured lessons and dedicated study time. You must obtain your SIE within 30 days of being hired & your Series 7 & 66 within 120 Days - a requirement for the role.
Build your network. Starting at a financial center, you’ll interact with banking customers, small business owners and higher net worth clients alike. You’ll be able to leverage our relationships with one out of two households in the U.S. to help eventually grow your business.
Provide end-to-end comprehensive advice, deliver client reviews/presentations with confidence, and recommend strategies to help clients achieve their financial goals and life priorities.
Collaborate with core banking and investment partners. Connect clients to the solutions we provide through Bank of America and Merrill to meet virtually all their financial needs.

Skills

Advisory
Account Management
Client Experience Branding
Customer and Client Focus
Oral Communications
Issue Management
Client Solutions Advisory
Pipeline Management
Active Listening
Attention to Detail
Risk Management
Policies, Procedures, and Guidelines
Client Management
Causation Analysis
Written Communications

Schedule

Monday-Friday open availability required, with some Saturdays

Minimum Education Requirement

High School Diploma / GED / Secondary School or equivalent

Shift

1st shift (United States of America)

Hours Per Week

View full job page →

2mo ago

Financial Solutions Advisor Registration Candidate

Bank of America San Francisco, CA

San Francisco, CA

2mo ago Closed

$28 - $33/hr Full time Advisor Banking Client Relations

This position is no longer accepting applications (closed Jun 23, 2026).

Job Description

Entry-level Financial Solutions Advisor Stage I at Bank of America in San Francisco, CA on site, with an hourly range of USD 28 to 33. The position focuses on obtaining securities licenses (SIE, Series 7, Series 66) and developing client relationships to deliver banking and investment solutions, combining hands-on training with a pathway to Stage II and Academy-driven advancement within a financial-center setting.

Responsibilities

Obtain required securities licenses (SIE, Series 7, Series 66) through tailored instruction.
Develop and manage client relationships, assess a client’s complex financial picture, and provide guidance and solutions to support their financial goals with a human-centered approach.
Begin in a financial center contributing to Bank of America’s core banking services, investment solutions, and client-care approach.
Progress through development stages with access to training and resources provided.
Advance from Stage I to Stage II by delivering results and expanding relationships within a client portfolio.
The Academy offers ongoing programs, tools, and resources to support your career journey.

Requirements

Education: High School Diploma / GED / Secondary School or equivalent.
Minimum 1 year of related experience.
Aptitude for obtaining required industry licenses.
Self-discipline in managing time and capacity.
Experience cultivating client relationships, assessing needs, and recommending solutions.
Proven ability to build strong peer relationships through effective communication and collaboration.
Results-driven mindset with a focus on the client’s interests in a complex, fast-paced environment.
Ability to execute multiple tasks simultaneously.
Willingness to learn and adapt to new technology or applications.

Technologies

Security Industry Essentials (SIE)
Series 7
Series 66

Benefits

Access world-class training and onboarding programs that support a solid start and ongoing career development.
Receive one-on-one coaching from Academy managers who are invested in your success.
Grow business knowledge through a defined consultative approach to systematically identify client needs and suitable solutions.
Earn SIE, Series 7 and Series 66 licenses (63 and 65 accepted in lieu of 66) through structured lessons; obtain your SIE within 30 days of hire and Series 7 and 66 within 120 days, as required for the role.
Build your professional network starting in a financial center by engaging banking customers, small business owners, and higher net worth clients, leveraging relationships to support growth.
Provide end-to-end comprehensive advice, deliver client reviews and presentations with confidence, and recommend strategies to help clients achieve financial goals and life priorities.
Collaborate with core banking and investment partners to connect clients to Bank of America and Merrill solutions to meet a broad range of financial needs.

Skills

Client Experience Branding
Client Solutions Advisory
Investment Management
Pipeline Management
Referral Management
Client Management
Customer and Client Focus
Portfolio Management
Prospecting
Referral Identification
Business Acumen
Executive Presence
Oral Communications
Risk Management
Trading

Schedule

Monday to Friday with rotating Saturdays.

Shift

First shift (United States)

Hours per week

View full job page →

Investment Adviser Finance Jobs

Financial Solutions Advisor Registration Candidate

Financial Solutions Advisor Registration Candidate

Financial Solutions Advisor Registration Candidate

Get Investment Adviser Finance Jobs alerts