This position is no longer accepting applications
Closed on July 26, 2026.
This role is filled — get an email when new Financial Planning roles open on FinanceJobs.io:
Financial Planning Associate
Advisor
Analytical Skills
Client Relations
Client Service
Financial Advisor
Financial Planning
Financial Services
Microsoft Excel
Microsoft Office
Office Tools
Productivity Tools
Relationship Management
View similar jobs
Get alerted when similar jobs are posted — set up a New Financial Planning jobs on FinanceJobs.io alert.
See other roles at Raymond James Financial, Inc..
Job Description
The Financial Planning Associate supports advisors in delivering thorough financial planning and wealth management, handling client service, research, and plan implementation on site in Bend, Oregon.
Responsibilities
- Assist with account opening
- Assist with transfers
- Assist with maintenance
- Support advisors with research
- Support advisors with data entry
- Support advisors with plan implementation
- Maintain CRM records and ensure compliance
- Partner with Financial Advisor to review clients’ current portfolio design
- Understand client goals
- Enter client data
- Conduct financial analysis
- Evaluate overall individual and employer-based retirement needs
- Research various options
- Recommend planning alternatives
- Perform detailed document reviews
- Analyze client information and situations across the financial planning spectrum to develop a plan
- Research information as necessary on a case-by-case basis
- Prepare files for meetings with existing and new clients
- Prepare communications with new clients
- Prepare communications with existing clients
- Coordinate and follow through on any needed communication with new or existing clients
- Respond to client questions by telephone
- Respond to client questions by email
- Respond to client questions during occasional personal visits
- Conduct research related to basic income tax questions
- Conduct research related to estate planning
- Conduct research related to other legal issues
- Request guidance when appropriate
- May participate in client presentations
- May open customer accounts
- May transfer customer accounts
- May close customer accounts
- Maintain appropriate account records
- May obtain and verify the client’s purchase and sale instructions
- Enter orders
- Follow up on completion of transactions
- Ensure firm and regulatory policies are followed within compliance standards
- Perform other duties and responsibilities as assigned
Requirements
- Bachelor’s degree in a related field and three years’ experience in the financial services industry with an emphasis on financial, retirement and estate planning field or in marketing these services
- An equivalent combination of experience, education and/or training as approved by Human Resources
- SIE required provided that an exemption or grandfathering cannot be applied
- Series 7
- Series 63, 65 and/or 66 as required by state or ability to obtain within six months
Technologies
- CRM software
- Microsoft Suite
- Financial Planning software
Benefits
- Medical, dental, and vision
- Life insurance
- Critical illness insurance
- Accident insurance
- Disability benefits
- Retirement savings
- Paid time off including vacation, holidays, and sick leave
- Parental leave
Education
Bachelor’s degree in Finance
Work Experience
General experience ranges from 13 months to 3 years
Certifications
- Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
Licenses
- Securities Industry Essentials Exam (SIE) required provided that an exemption or grandfathering cannot be applied
- Series 7
- Series 63, 65 and/or 66 as required by state or ability to obtain within six months
Travel
Less than 25%
Work Style
Resident
Location
This position is 100% onsite in Bend, OR
Similar Jobs
