Series 66 Exam

Series 66 Exam Finance Jobs

3 jobs found

1mo ago

Financial Solutions Advisor Registration Candidate

Bank of America Mount Vernon, WA

Mount Vernon, WA

1mo ago Closed

$29 - $34/hr Full time Advisor Banking Client Relations

This position is no longer accepting applications (closed Jul 15, 2026).

Job Description

Bank of America is expanding its Mount Vernon, WA on-site team with a Financial Solutions Advisor Registration Candidate who will help clients navigate everyday banking and entry-level investment guidance. The role centers on building foundational advisory capabilities while pursuing securities licensure and progressing through the organization.

As part of this program, you will work toward earning the SIE, Series 7, and Series 66 licenses, with the option to use the 63 or 65 in place of the 66 if eligible. You will begin in a financial center delivering core banking and investment solutions while connecting clients to Bank of America and Merrill Lynch offerings to meet their financial needs.

Responsibilities

Obtain Securities Industry licenses (SIE, Series 7 and Series 66) through dedicated classes.
Acquire, build and manage client relationships to understand a client’s complex financial picture and provide guidance and solutions.
Begin working in a financial center to deliver Bank of America’s core banking, investment solutions and client care approach.
Progress from Financial Solutions Advisor Stage I to Stage II after license achievement and ongoing skill development.
Provide end-to-end comprehensive advice, deliver client reviews and presentations with confidence, and recommend strategies to help clients achieve their financial goals and life priorities.
Collaborate with core banking and investment partners; connect clients to the solutions we provide through Bank of America and Merrill to meet virtually all their financial needs.

Requirements

Aptitude in obtaining required industry licenses.
Self-disciplined in managing time and capacity.
Experience in cultivating client relationships, assessing needs and recommending solutions.
Success building strong peer relationships through effective communication and collaboration.
Demonstrates a results-driven mindset while prioritizing the client’s interests in a complex, fast-paced environment.
Ability to execute multiple tasks simultaneously.
Willingness to learn and adapt to new technology or applications.
Bachelor’s degree and/or a minimum of one year of financial services industry or sales experience.
Bilingual Mandarin preferred.

We’ll Help You

Provide world-class training and onboarding programs designed to set you up for success and a long career at Bank of America.
Offer training and one-on-one coaching from Academy managers committed to your progress.
Expand your business knowledge through a defined consultative approach to identify client needs and appropriate solutions.
Help you earn SIE, Series 7 and Series 66 licenses (63 and 65 accepted in lieu of 66) through structured lessons and dedicated study time. SIE within 30 days of hire; Series 7 and 66 within 120 days.
Build your network as you start at a financial center, engaging with banking customers, small business owners and higher net worth clients; leverage Bank of America and Merrill relationships that reach about half of U.S. households to grow your business.
Provide end-to-end comprehensive advice, deliver client reviews/presentations with confidence, and recommend strategies to help clients achieve their financial goals and life priorities.
Collaborate with core banking and investment partners to connect clients to the solutions Bank of America and Merrill offer to meet their needs.

Required Qualifications

Aptitude in obtaining required industry licenses.
Self-disciplined in managing time and capacity.
Experience in cultivating client relationships, assessing needs and recommending solutions.
Success building strong peer relationships through effective communication and collaboration.
Demonstrates a results-driven mindset while prioritizing the client’s interests in a complex, fast-paced environment.
Ability to execute multiple tasks simultaneously.
Learns and adapts to new technology or applications.

Desired Qualifications

Bachelor’s degree and/or a minimum of one year of financial services industry or sales experience.
Bilingual Mandarin preferred.

Skills

Advisory
Account Management
Client Experience Branding
Customer and Client Focus
Oral Communications
Issue Management
Client Solutions Advisory
Pipeline Management
Active Listening
Attention to Detail
Risk Management
Policies, Procedures, and Guidelines
Client Management
Causation Analysis
Written Communications

Minimum Education Requirement

High School Diploma / GED / Secondary School or equivalent

Shift

1st shift (United States of America)

Hours per Week

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1mo ago

Financial Solutions Advisor Registration Candidate

Bank of America Glen Ridge, NJ

Glen Ridge, NJ

1mo ago Closed

$28 - $33/hr Full time Advisor Advisor Development Banking

This position is no longer accepting applications (closed Jul 12, 2026).

Job Description

The Financial Solutions Advisor Registration Candidate position at Bank of America is based onsite in Glen Ridge, NJ, offering an hourly salary of USD 28 to 33. The role centers on earning securities licenses (SIE, Series 7, Series 66) while delivering client advisory services and progressing through structured training toward higher advisory responsibilities. A High School Diploma, GED, or equivalent is required.

Responsibilities

Participate in world-class training and onboarding programs designed to establish a solid foundation for a career at Bank of America.
Receive one-on-one coaching from Academy managers who are invested in your success.
Expand your business knowledge through a defined consultative approach to identify client needs and appropriate solutions.
Aim to earn the Security Industry Essentials (SIE), Series 7 and Series 66 licenses (63 and 65 accepted in lieu of 66) via structured lessons and dedicated study time; obtain SIE within 30 days of hire and Series 7 and 66 within 120 days as a role requirement.
Build a professional network at a financial center, engaging with banking customers, small business owners, and higher net worth clients to support business growth.
Deliver end-to-end advisory services, conduct client reviews and presentations with confidence, and recommend strategies to help clients reach their financial goals and life priorities.
Collaborate with core banking and investment partners to connect clients with solutions offered through Bank of America and Merrill to meet most of their financial needs.

Requirements

Aptitude for obtaining the required industry licenses.
Self-discipline in managing time and capacity.
Experience in cultivating client relationships, assessing needs, and recommending solutions.
Proven ability to build strong peer relationships through effective communication and collaboration.
Results-driven mindset with a client-first focus in a complex, fast-paced environment.
Ability to manage multiple tasks simultaneously.
Willingness to learn and adapt to new technology or applications.

Benefits

Structured training and onboarding programs designed to build a successful career at Bank of America.
One-on-one coaching from Academy managers dedicated to your development.
Opportunity to grow knowledge through a defined consultative process to identify client needs and solutions.
Licensing progression including SIE, Series 7, and Series 66 (63 and 65 accepted in lieu of 66) with required timelines for completion.
Networking opportunities at a financial center with diverse client segments to support long-term growth.
Ability to provide end-to-end advice, conduct client reviews, and present strategies aligned with clients' goals.
Collaboration with core banking and investment partners to connect clients with comprehensive solutions from Bank of America and Merrill.

Schedule

Monday through Friday with rotating Saturdays.

Shift

First shift (United States of America).

Hours per Week

40 hours per week.

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2mo ago

Advisor Development Program - Financial Solutions Advisor Trainee

Bank of America Falmouth, MA

Falmouth, MA

2mo ago Closed

$29 - $34/hr Full time Advisor Banking Client Relations

This position is no longer accepting applications (closed Jul 5, 2026).

Job Description

Bank of America invites aspiring financial professionals to join its Advisor Development Program as a Financial Solutions Advisor Trainee in Falmouth, Massachusetts. This onsite program blends securities licensing study with hands-on client advisory training within Wealth Management, offering a clear pathway to Merrill Financial Solutions Advisor and core Merrill Financial Advisor roles.

Location

Falmouth, MA – on-site

Compensation

Hourly: $29 – $34

Experience & Education

Minimum 1 year of experience; Bachelor’s degree required

Responsibilities

Obtain Securities Industry licenses with dedicated study time for the Securities Industry Essentials (SIE), Series 7, and Series 66 exams
Build foundational advisory skills, including client acquisition, relationship management, and guidance for clients with complex financial needs, while emphasizing human-centered financial interactions
Start in a financial center delivering Bank of America’s core banking, investment solutions, and client care
Upon reaching key milestones, transition to the next stage of ADP as a Merrill Financial Solutions Advisor (MFSA) by moving to a local Merrill Wealth Management office and begin cultivating a portfolio of affluent and high net worth clients
Benefit from The Academy, which provides dedicated programs, tools, and resources to support your career journey

Requirements

Demonstrates confidence in sales activities
Builds strong client relationships through effective communication and collaboration
Exhibits a proactive mindset and solid time management
Maintains a results-driven approach while prioritizing client interests
Identifies suitable client solutions by applying new information and learnings
Applies regulatory due diligence in daily tasks and long-term client strategy development

Shift & Schedule

Shift: 1st shift (United States) | Hours per week: 40

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Series 66 Exam Finance Jobs

Financial Solutions Advisor Registration Candidate

Financial Solutions Advisor Registration Candidate

Advisor Development Program - Financial Solutions Advisor Trainee

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