Paraplanner

Paraplanner Finance Jobs

14 jobs found

11d ago

Financial Planner

WaFd Bank Seattle, WA

Seattle, WA

11d ago

$36 - $60/hr Full time Manager Marketing Analytical Skills

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Job Description

WaFd Bank is seeking a CFP® Financial Planner to strengthen its Financial Planning team in Seattle, WA, working onsite with support staff to deliver a structured, repeatable planning experience. In this role, you will execute and refine the firm’s planning process while helping ensure client deliverables are accurate, compliant, and clearly communicated.

Key Responsibilities

Serve as an integral member of the Financial Planning team.
Develop proficiency in WaFd Wealth’s standardized planning process and contribute to maintaining a structured, repeatable approach to plan creation, updates, and delivery in line with firm directives.
Perform quality control by reviewing plans for accuracy, completeness, and adherence to Team standards before client delivery.
Participate in training and development opportunities for new analysts, including technical skills, planning philosophy, and client communication.
Build comprehensive financial plans in partnership with the Financial Planning team, including cash flow, retirement modeling, tax projections, insurance analysis, estate considerations, and other considerations.
Maintain ongoing proficiency with RightCapital and other planning systems.
Partner with Relationship Managers to support timely follow-up on client requests and seamless integration of planning into the client experience.
Create planning deliverables such as reports, summaries, and visual materials that communicate recommendations and progress toward client goals.
Support strategic initiatives by collaborating with Leadership on planning-related projects, technology enhancements, and process improvements.
Maintain the integrity of WaFd Wealth business needs across all account processes and servicing activities.
Use provided resources as needed and adhere to WaFd Wealth policies and procedures.
Complete and pass all assigned compliance courses and certifications as required.
Avoid real or perceived conflicts of interest and maintain client privacy and confidentiality.

Required Qualifications

CFP® certification that is active and in good standing.
Strong analytical skills with the ability to interpret and present complex financial information.
Excellent written and verbal communication skills.
High attention to detail, with a focus on accuracy and organization.
Proficiency with RightCapital (preferred) and the Microsoft Office suite.
Demonstrated professionalism, sound judgment, and commitment to client confidentiality.
Familiarity with Salesforce or similar CRM systems.

Technology

RightCapital
Microsoft Office suite
Salesforce

Compensation & Benefits

Salary is USD 36 to 60 per hour for this onsite role.

Paid time off for vacation, sick days, and holidays
Health insurance
Stock options
Bonus programs
401(k) plan
Paid Parental Leave
Life and AD&D insurance
Long-term disability
Tuition Reimbursement
Employee assistance programs
Pre-tax health and dependent-care spending plans

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30d ago

Financial Planning Assistant (BA Degree & Series 7 REQUIRED)

EBNY Financial LLC Ridgewood, NJ

Ridgewood, NJ

30d ago Closed

$50k - $100k/yr Full time Advisor Analytical Skills Client Relations

This position is no longer accepting applications (closed Sep 29, 2026).

Job Description

EBNY Financial LLC is seeking a Financial Planning Assistant to support a Certified Financial Planner at an in-person practice in Ridgewood, New Jersey. This hybrid role combines planning support with client-facing coordination, including research, portfolio assistance, and collaboration with the sales team to help clients understand financial products. The position requires prior office experience, a bachelor’s degree, and current licensing including Series 7.

Working at the practice in Ridgewood, you will help prepare planning materials, support portfolio monitoring and trading, and keep client information organized with appropriate confidentiality. For candidates building toward long-term client relationships, this role also includes assistant and sales support with the opportunity to develop your own client base.

Key Responsibilities

Assist financial planners in creating financial plans aligned to clients’ goals and risk tolerance.
Research investment opportunities and present findings to the team.
Support client portfolio management, including monitoring portfolio performance.
Collaborate with the sales team by providing financial product information to clients.
Assist in preparing financial reports and documents for client meetings.
Maintain accurate client records and ensure confidentiality of sensitive information.
Contribute to portfolio management and trading activities.
Provide Assistant/Sales support to help support the CFP and build your own client base.

Requirements

Bachelor’s degree.
Must be proficient in Microsoft Word, Microsoft Excel, and Microsoft Outlook on a PC.
Office setting experience is a prerequisite.
Series 7 license required.
Must also hold Series 63/65.
Ability to commute to Ridgewood, NJ 07450 (required).

Education, Experience, and Licensing

Education: Bachelor’s (Required)
Experience: Finance-related experience, 2 years (Required)
License/Certification: Series 7 (Required)
Preferred: Life & Health Insurance License

Compensation and Work Details

Salary: USD 50,000 to 100,000 per year
Job type: Full-time
Remote work: No
Work location: In person (Ridgewood, NJ)

Benefits

401(k) and 401(k) matching
Dental insurance
Employee assistance program
Health insurance
Life insurance
Paid time off
Retirement plan
Tuition reimbursement
Vision insurance

Benefit eligibility condition: Only full-time employees are eligible.

This job encourages applications from military experienced candidates.

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2mo ago

Senior Paraplanner/ Senior Financial Planner

Team Architects Mechanicsburg, PA

Mechanicsburg, PA

2mo ago Closed

$80k - $110k/yr Full time Senior Advisor Analytical Skills

This position is no longer accepting applications (closed Aug 5, 2026).

Job Description

Experienced financial planning professional to step into a Senior Paraplanner role, building comprehensive financial plans from start to finish, supporting advisors with deadline-driven deliverables, and mentoring two junior planners.

Location: Mechanicsburg, PA (onsite)

Salary: USD 80,000 - 110,000 per yearly

Responsibilities

Develop and maintain integrated financial plans across investments, retirement, tax strategy, and cash flow modeling
Produce client deliverables on a defined production cadence, ensuring plans reach clients 1–2 weeks before advisor meetings
Assist advisors with pre-meeting preparation and post-meeting follow-ups, including plan refinements and client communications
Proactively identify planning opportunities that genuinely benefit the client beyond the obvious needs
Coach and guide two junior case consultants, reviewing their work and accelerating their development
Maintain accurate client records across CRM, planning platforms, and portfolio systems
Collaborate with the team on process improvements, contributing ideas that are acted on

Requirements

3–5 years in financial services, with 2–4 years in a financial planning or paraplanning role
Deep working knowledge of retirement planning, investments, taxation, Social Security, account registrations (IRAs, Roth IRAs, 401(k)s, pensions), and cash flow analysis
Ability to think holistically about how all pieces of a client’s financial life connect
Advanced Excel skills and proficiency with Microsoft Office Suite (Outlook, Word, OneDrive)
Exceptional attention to detail and the ability to manage multiple plans under deadline pressure
Clear, professional written and verbal communication
Team-first mindset with a genuine interest in helping others grow
Candidates must be authorized to work in the United States on a permanent basis

Technologies

RightCapital
Morningstar
eMoney
Advisor360
Envestnet
Microsoft Excel
Microsoft Office Suite (Outlook, Word, OneDrive)

Benefits

Base salary: USD 80,000–110,000 depending on experience
Quarterly team performance bonus when firm goals are met
Year-end individual performance bonus potential
Comprehensive benefits including Health, Life, Disability, Dental, and Vision insurance
401(k) with Safe Harbor employer match
Paid time off and holidays
Professional development and continuing education support

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3mo ago

CERTIFIED FINANCIAL PLANNER® (CFP®) to serve as an Advisor or Paraplanner

ForFutures Financial Planning, Ameriprise Voorhees, NJ

Voorhees, NJ

3mo ago Closed

Full time Advisor CFP Client Service

This position is no longer accepting applications (closed Jul 19, 2026).

Job Description

A full-time CERTIFIED FINANCIAL PLANNER® (CFP®) is sought to serve as a Paraplanner or Financial Advisor for ForFutures Financial Planning, a private wealth advisory practice of Ameriprise, onsite in Voorhees, NJ.

Responsibilities

Design and deliver a holistic financial planning program covering retirement, investments, tax planning strategies, estate planning, insurance, and cash-flow management.
Lead client meetings and provide ongoing planning guidance and recommendations.
Assess financial data to craft clear, actionable planning strategies.
Collaborate with other advisors, investment teams, and operations staff.
Monitor client progress and revise plans as goals or circumstances evolve.
Remain current on financial planning strategies, regulatory developments, and best practices.

Requirements

CFP® certification is required.
Minimum 5 years of financial planning or advisory experience, with flexibility based on fit.
Strong knowledge of retirement, investments, tax, and estate planning.
Excellent communication and interpersonal skills.
High ethical standards and a client-first mindset.

Technologies

eMoney
MoneyGuidePro

Benefits

401(k) matching
Health insurance
Paid time off

About Us

We are a client-centric financial planning practice dedicated to helping individuals and families make confident, well-informed financial decisions. Our approach emphasizes comprehensive planning, lasting relationships, and personalized guidance.

The Opportunity

We are seeking a CERTIFIED FINANCIAL PLANNER® (CFP®) professional to join our growing team as either a Paraplanner or Financial Advisor. The role suits individuals who value deep client relationships, collaborative teamwork, and holistic financial planning, with a competitive salary and incentive-based compensation.

Why Join Us

Focus on holistic financial planning over product sales
Build meaningful, long-term client relationships
Join a supportive, growth-oriented team
Make a lasting impact on clients' financial lives

To Apply

Please submit your resume and a brief cover letter describing your interest to our Practice Manager at jacquelyn.haas@ampf.com.

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3mo ago

Associate Financial Advisor (2–5 Years Experience | Path to Lead Advisor)

Leading Advisor Inc. Belle Plaine, IA

Belle Plaine, IA

3mo ago Closed

$55k - $80k/yr Full time Advisor Associate Associate Financial Advisor

This position is no longer accepting applications (closed Jul 14, 2026).

Job Description

Lead with a clear path to leadership and a client-centric approach. This Associate Financial Advisor role in Belle Plaine, IA is full-time and onsite, offering a structured track to become Lead Advisor. Earn USD 55,000 to 80,000 per year, with performance bonuses and an evolving compensation model that blends salary, commissions, and potential profit sharing. Benefit from health, dental, and vision coverage, structured onboarding, coaching, and mentorship, plus a supportive, no cold-prospecting environment with established client relationships and the potential for future hybrid work.

Location: Belle Plaine, IA (onsite)

Responsibilities

Lead client relationships independently and deliver planning recommendations and strategies
Support client meetings across Discovery, planning, and reviews
Prepare recommendations, follow-ups, and implementation steps
Manage assigned client relationships within a structured service model
Collaborate with advisors, paraplanners, and service team members
Maintain CRM accuracy and communication standards
Guide clients through the full Financial Game Plan process
Contribute to business growth and client development
Time allocation: 50% – client meetings and relationship support; 20% – planning and case preparation; 15% – team collaboration; 15% – licensing and professional development

Requirements

2–5 years of experience in financial services, insurance, banking, or related field
Exposure to client-facing work and financial products
Licensing (completed or in progress) strongly preferred
Strong communication, organization, and relationship skills
Commitment to building a long-term advisory career

Benefits

Performance-based bonuses
Clear path to Lead Advisor (80,000+ with salary and commission)
Evolving compensation model (salary + commission + potential profit-sharing)
Health, dental, and vision benefits
No cold prospecting — we provide client relationships
Structured onboarding, coaching, and mentorship
In-office role with future hybrid flexibility

About the Hiring Process

This hiring process is managed by Leading Advisor Inc., a firm specializing in building high-performing advisory teams. You will be working directly with Vantagus Wealth, with full support throughout the hiring process.

Application Questions

Do you have at least 1–3 years of experience in a client-facing service, planning, or support role? Options: Yes; No
Are you willing and able to complete the Series 7, Series 66, Life, Health, and Personal Lines licenses within your first year on the job? Options: Yes, I am currently licensed; Yes, I am willing to pursue licensing within 12 months
This firm emphasizes service before sales, long-term relationships, and a structured planning process. Which best describes your motivation? Options: I prefer sales-driven, commission-heavy environments; I prefer purpose-driven service and long-term planning; I’m open to both
How comfortable are you with contributing to team discussions, receiving coaching, and participating in structured onboarding and training programs? Options: Very comfortable; Somewhat comfortable; Not comfortable
This position is designed for someone committed to growing into a Lead Advisor role over time. What best describes your career interest? Options: I’m looking for a leadership track in financial advising; I prefer to stay in a service/support role; I’m undecided
This role is based in Belle Plaine, IA and requires in-office presence. Are you currently located nearby or willing to commute/relocate? Options: Yes, I’m local or willing to relocate
Describe your ideal work environment. How do you stay organized and accountable when working within structured systems and team expectations? (Short Answer)

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6mo ago

Licensed Client Service Specialist/Paraplanner

Small Wealth Management Tulsa, OK

Tulsa, OK

6mo ago Closed

$65k - $75k/yr Full time Advisor Client Client Relations

This position is no longer accepting applications (closed Apr 27, 2026).

Job Description

Small Wealth Management, a Tulsa-based firm focused on helping clients understand and pursue financial independence with clarity, is seeking a Licensed Client Service Specialist/Paraplanner. This full-time, on-site role supports financial advisors with planning, client service, and daily operations, requiring a bachelor’s degree and appropriate securities licenses. The position offers a competitive salary in the range of $65,000 to $75,000 per year and is based on-site in Tulsa, OK.

Responsibilities

Foster and maintain professional relationships with clients.
Handle account inquiries and escalate as needed.
Serve as the primary point of contact for advisor and client communications.
Prepare financial plans and conduct investment research.
Complete trades and transactions accurately.
Prepare agendas, reports, forms, and documentation for client meetings.
Maintain Salesforce notes and client follow-up tasks.
Prepare and submit new business paperwork.
Coordinate transfers, rollovers, wires, and deposits.
Maintain documentation within CRM and workflow systems.
Process expense reports and prepare client correspondence.
Scan, organize, and maintain digital files.
Support advisors with office tasks and projects.

Requirements

Bachelor's degree (required).
Series 7 and 66 licenses required, or Series 63/65 as an alternative.

Technologies

Salesforce
Microsoft Office Suite

Benefits

401(k)
401(k) matching
Dental insurance
Health insurance
Life insurance
Paid time off
Parental leave
Professional development assistance
Vision insurance

Who Succeeds In This Role

Dependable, proactive, and service-minded
Detail-oriented with strong accuracy
Excellent communicator and team collaborator
Organized and able to handle multiple tasks
Motivated by helping clients gain clarity and confidence

About Small Wealth Management

Since 1999, Small Wealth Management has been dedicated to empowering clients to understand, achieve, and maintain financial independence with confidence and clarity. Our legacy is helping build yours.

Job Type

Full-time

Pay

$65,000 - $75,000 per year

Education

Bachelor's degree (Required)

License/Certification

Series 7 (Required)
Series 66 (Required)
Alternative: Series 63/65 (as applicable)

Work Location

In person

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6mo ago

Paraplanner / Registered Series 7 Associate

TSG Financial Advisors Keokuk, IA

Keokuk, IA

6mo ago Closed

$55k - $70k/yr Full time Ameriprise Asset Allocation Associate

This position is no longer accepting applications (closed Apr 18, 2026).

Job Description

Role Overview

Join a premier financial planning practice operating within an independent advisor franchisee aligned with Ameriprise Financial. This on‑site Paraplanner position supports financial advisors at a high level while upholding stringent business ethics and regulatory standards. The role focuses on financial planning, portfolio management, insurance, retirement plan administration, and top‑tier client service. Location: Keokuk, IA 52632.

Key Responsibilities

Prepare ongoing financial planning deliverables for clients
Assist with the client implementation process
Analyze clients’ existing holdings and overall asset allocation; provide recommendations for allocation changes and rebalancing
Execute trades as needed
Run portfolio illustrations and hypotheticals
Develop appropriate product deliverables
Provide current economic and market information during portfolio management meetings
Communicate with and service high net worth clients
Utilize a web‑based CRM to monitor client issues
Develop and prepare insurance illustrations
Analyze insurance illustrations and contracts
Track insurance underwriting progress
Keep up with insurance industry trends and complete required continuing education
Manage retirement plan systems such as SRAs, SEPs, and 401(k) plans
Supervise and evaluate paraplanner assistants
Serve as a technical resource, providing training and support to team members
Perform other duties as assigned by the advisor

Minimum Qualifications

FINRA Series 7 license, plus Series 65 or 66
Life and Health insurance license
3 to 5 years of direct experience in the financial services industry
Strong communication and analytical skills
Excellent organizational and multi‑tasking abilities
Tech‑savvy and proficient with modern tools
Positive attitude and motivation for self‑improvement

Compensation and Benefits

Compensation is commensurate with relevant experience.

Pay range: $55,000.00 to $70,000.00 per year
Benefits include 401(k) with employer matching after qualification year; employer‑sponsored health insurance, paid dental, life and disability insurance; and paid vacation, sick time, and holidays per practice policy