Series 7

Series 7 Finance Jobs

103 jobs found

4mo ago

Financial Solutions Advisor Registration Candidate

Bank of America Rolling Hills Estates, CA

Rolling Hills Estates, CA

4mo ago Closed

$28 - $33/hr Full time Advisor Banking Client Relations

This position is no longer accepting applications (closed Jun 23, 2026).

Job Description

Bank of America is offering an entry-level path for aspiring financial professionals in Rolling Hills Estates, California. This onsite role starts with comprehensive training to earn the SIE, Series 7, and Series 66 licenses, while developing client advisory skills and progressing within a financial center, all in alignment with SAFE Act registration requirements. The position carries a pay range of $28 to $33 per hour, reflecting the focus on foundational training and practical client engagement.

Responsibilities

Complete dedicated coursework to obtain SIE, Series 7, and Series 66 licenses.
Develop and manage client relationships, evaluate complex financial situations, and provide advisory guidance with a client-centered approach.
Begin in a financial center, delivering Bank of America’s core banking and investment solutions while upholding standards of client care.
Offer end-to-end, comprehensive financial guidance, present client reviews with confidence, and recommend strategies to help clients reach their goals and priorities.
Collaborate with core banking and investment teams; connect clients to Bank of America and Merrill solutions to address a broad range of financial needs.
Engage with banking customers, small business owners, and higher-net-worth clients from a financial center, leveraging relationships with about half of U.S. households to grow the business over time.

Requirements

Aptitude for obtaining the required industry licenses.
Self-discipline in managing time and workload.
Experience in cultivating client relationships, assessing needs, and recommending solutions.
Proven ability to build strong peer relationships through effective communication and collaboration.
Results-driven mindset with a focus on prioritizing the client’s interests in a fast-paced environment.
Ability to handle multiple tasks simultaneously.
Willingness to learn and adapt to new technology or applications.

Desired Qualifications

Currently holds FINRA Securities Industry Essentials (SIE).
Bachelor’s degree and/or at least one year of financial services industry or sales experience.

Benefits

World-class training and onboarding programs designed to set you up for success.
One-on-one coaching from Academy managers dedicated to your development.
Opportunity to expand your financial knowledge through a defined consultative approach to identify client needs and appropriate solutions.
Earn SIE, Series 7, and Series 66 licenses (63 & 65 accepted in lieu of 66) via structured lessons and dedicated study time. SIE must be obtained within 30 days of hire; Series 7 and 66 within 120 days.
Build your professional network by starting at a financial center and engaging with banking customers, small business owners, and higher-net-worth clients; leverage relationships with about half of U.S. households to grow the business.
Provide end-to-end advice, deliver client reviews/presentations with confidence, and recommend strategies to help clients achieve their financial goals and life priorities.
Collaborate with core banking and investment partners to connect clients with Bank of America and Merrill solutions to meet a wide range of financial needs.

Compliance & Hiring Notes

The following laws or regulations restrict or prohibit the hiring of individuals with certain specified criminal histories for this position: FDIC; Safe Act; Loan Originators; FINRA.

Minimum Education

High School Diploma / GED / Secondary School or equivalent

Schedule & Hours

Schedule: Monday – Friday with rotating Saturdays
Shift: 1st shift (United States of America)
Hours per week: 40

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4mo ago

Financial Solutions Advisor Registration Candidate

Bank of America San Francisco, CA

San Francisco, CA

4mo ago Closed

$28 - $33/hr Full time Advisor Banking Client Relations

This position is no longer accepting applications (closed Jun 23, 2026).

Job Description

Entry-level Financial Solutions Advisor Stage I at Bank of America in San Francisco, CA on site, with an hourly range of USD 28 to 33. The position focuses on obtaining securities licenses (SIE, Series 7, Series 66) and developing client relationships to deliver banking and investment solutions, combining hands-on training with a pathway to Stage II and Academy-driven advancement within a financial-center setting.

Responsibilities

Obtain required securities licenses (SIE, Series 7, Series 66) through tailored instruction.
Develop and manage client relationships, assess a client’s complex financial picture, and provide guidance and solutions to support their financial goals with a human-centered approach.
Begin in a financial center contributing to Bank of America’s core banking services, investment solutions, and client-care approach.
Progress through development stages with access to training and resources provided.
Advance from Stage I to Stage II by delivering results and expanding relationships within a client portfolio.
The Academy offers ongoing programs, tools, and resources to support your career journey.

Requirements

Education: High School Diploma / GED / Secondary School or equivalent.
Minimum 1 year of related experience.
Aptitude for obtaining required industry licenses.
Self-discipline in managing time and capacity.
Experience cultivating client relationships, assessing needs, and recommending solutions.
Proven ability to build strong peer relationships through effective communication and collaboration.
Results-driven mindset with a focus on the client’s interests in a complex, fast-paced environment.
Ability to execute multiple tasks simultaneously.
Willingness to learn and adapt to new technology or applications.

Technologies

Security Industry Essentials (SIE)
Series 7
Series 66

Benefits

Access world-class training and onboarding programs that support a solid start and ongoing career development.
Receive one-on-one coaching from Academy managers who are invested in your success.
Grow business knowledge through a defined consultative approach to systematically identify client needs and suitable solutions.
Earn SIE, Series 7 and Series 66 licenses (63 and 65 accepted in lieu of 66) through structured lessons; obtain your SIE within 30 days of hire and Series 7 and 66 within 120 days, as required for the role.
Build your professional network starting in a financial center by engaging banking customers, small business owners, and higher net worth clients, leveraging relationships to support growth.
Provide end-to-end comprehensive advice, deliver client reviews and presentations with confidence, and recommend strategies to help clients achieve financial goals and life priorities.
Collaborate with core banking and investment partners to connect clients to Bank of America and Merrill solutions to meet a broad range of financial needs.

Skills

Client Experience Branding
Client Solutions Advisory
Investment Management
Pipeline Management
Referral Management
Client Management
Customer and Client Focus
Portfolio Management
Prospecting
Referral Identification
Business Acumen
Executive Presence
Oral Communications
Risk Management
Trading

Schedule

Monday to Friday with rotating Saturdays.

Shift

First shift (United States)

Hours per week

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4mo ago

Financial Solutions Advisor Registration Candidate

Bank of America Seattle, WA

Seattle, WA

4mo ago Closed

$28 - $33/hr Full time Advisor Advisory Services Banking

This position is no longer accepting applications (closed Jun 21, 2026).

Job Description

Bank of America in Seattle, WA offers an on-site pathway designed to develop your securities licensing credentials and client advisory skills. This Financial Solutions Advisor Stage I role provides robust training, one-on-one coaching, and a clear progression to Stage II as you help clients meet their financial goals. The position carries a competitive hourly pay of USD 28 to 33 and places you in a collaborative environment with our core banking and Merrill solutions teams to address a wide range of client needs.

Benefits

World class training and onboarding programs that equip you for long term success.
One-on-one coaching from Academy managers who are invested in your development.
Structured, consultative approach to grow your knowledge and systematically identify client needs and solutions.
Licensing pathway including Security Industry Essentials (SIE), Series 7 and Series 66 licenses; 63 and 65 are accepted in lieu of 66; SIE must be earned within 30 days and Series 7 and 66 within 120 days.
Expand your network starting at a financial center by engaging with banking customers, small business owners, and higher net worth clients.
Deliver end-to-end advisory services, client reviews and presentations, and propose strategies to support clients’ goals and life priorities.
Collaborate with core banking and investment partners to connect clients with Bank of America and Merrill solutions.

Responsibilities

Obtain required securities licenses (SIE, Series 7, Series 66) and complete exams within stated timelines, with SIE within 30 days and Series 7 and 66 within 120 days (63/65 accepted in lieu of 66).
Build and manage client relationships, understanding complex financial pictures and guiding clients with thoughtful advice and solutions while maintaining a human-centered approach.
Begin in a financial center to deliver Bank of America core banking, investment solutions, and client care.
Progress to Financial Solutions Advisor Stage II after demonstrated success, expanding relationships within a client portfolio.
Participate in Academy programs, tools, and resources that support career development.
Register with the SAFE Act and complete the required background check and registration process; non-compliance may lead to termination.
Collaborate with core banking and investment partners to connect clients to Bank of America and Merrill solutions to meet a broad range of financial needs.
Provide comprehensive, end-to-end advice, deliver client reviews and presentations with confidence, and recommend strategies to help clients achieve their financial goals.
Grow your network by engaging with banking customers, small business owners, and higher net worth clients to expand business opportunities.
Enhance your knowledge through a defined consultative approach to identify client needs and appropriate solutions.

Requirements

Aptitude in obtaining the required industry licenses.
Self-discipline in managing time and capacity.
Experience in cultivating client relationships, assessing needs, and proposing solutions.
Proven ability to build strong peer relationships through effective communication and collaboration.
Results-driven mindset with a focus on the client’s interests in a complex, fast-paced environment.
Ability to manage multiple tasks simultaneously.
Willingness to learn and adapt to new technology or applications.
Education: High School Diploma, GED, or equivalent.

Schedule

Work days: Monday through Friday, with some Saturdays required.
Shift: 1st shift (United States of America).
Hours per week: 40.
Typical schedule examples include shifts such as 8am to 5pm or 9am to 6pm.

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5mo ago

Financial Advisor

Kellogg Community Credit Union Battle Creek, MI

Battle Creek, MI

5mo ago Closed

Full time Marketing Advisor Business Development

This position is no longer accepting applications (closed May 6, 2026).

Job Description

The Financial Advisor role at Kellogg Community Credit Union is an onsite position in Battle Creek, MI, focused on promoting investment services, processing securities transactions, and managing client relationships across branch offices.

Responsibilities

Process securities orders to facilitate sales activity from receipt to execution.
Qualify prospects and open new brokerage accounts for clients who do not require a personal Financial Advisor meeting.
Lead the planning and execution of seminars, campaigns, and sales literature across the offices in their market.
Design and oversee branch training and referral initiatives.
Set up brokerage accounts and assemble all required documentation to open them.
Handle cashing and booking of checks and stock certificates, ensuring compliance with legal requirements for stock certificates in brokerage accounts.
Track and close all outstanding paperwork.
Process journals between brokerage accounts.
Coordinate with the corporate office to resolve issues.
Establish and maintain mutual fund periodic investment plans and systematic withdrawal plans.
Configure money movement arrangements, including ACH or EFT transfers, to settle trades.

Requirements

A college degree or equivalent business experience is required; related experience may substitute for formal education.
Securities licenses Series 7 and 63, plus a State Insurance License.
Minimum of two years of experience in a related role.
Clean U-4 on file.
Customer relations and sales experience is required.
Actual business experience in the field.
Ability to learn the detailed requirements of the position.
Participation in all required compliance training, including Bank Secrecy Act / anti-money laundering training, along with internal and external training programs, online courses, meetings, and seminars.

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5mo ago

Licensed Premier Relationship Banker (Series 7/66, Life/Health)

Rhinebeck Bank Poughkeepsie, NY

Poughkeepsie, NY

5mo ago Closed

$65k - $85k/yr Full time 66 Advisor Banker

This position is no longer accepting applications (closed May 6, 2026).

Job Description

This on-site, branch-based role in Poughkeepsie focuses on growing deposits, expanding consumer lending, and identifying investment opportunities while delivering high quality customer experiences. The position requires a bachelor’s degree in Finance, Economics, Business, or a related field, along with FINRA licenses and a NYS Life/Health Insurance license. The compensation range for this role is between $65,000 and $85,000 annually, depending on experience.

Responsibilities

Proactively engage with customers to uncover banking, lending, and investment opportunities aligned with their financial goals.
Oversee the end-to-end origination of consumer loans, including home equity loans, while ensuring all regulatory requirements are met.
Direct clients to Financial Advisors or Mortgage Loan Partners as appropriate to achieve optimal outcomes.
Provide coaching and mentorship to junior Universal Bankers to support their development.
Travel between branches as needed to serve customers and support the growth of the branch network.

Requirements

Licensing: FINRA Series 7 and 66, plus NYS Life/Health Insurance License.
Proven sales success in outbound outreach and relationship management.
Strong verbal and written communication skills with a focus on delivering exceptional service.
Organizational and coaching abilities to prioritize tasks and mentor junior staff.
Education: Bachelor’s degree in Finance, Economics, Business, or related field preferred.
Valid driver’s license and the ability to travel between branches as needed.

Benefits

Competitive compensation: $65,000 to $85,000 based on experience.
Health, dental, and vision coverage to support your well-being.
Tuition reimbursement to assist with continuing education and career growth.
20 days of paid time off to recharge.
Generous 401(k) match to help plan for the future.
Structured training and development during onboarding, including classroom, webinar, and hands-on learning.
Ongoing mentorship from experienced professionals to foster growth in the role.
Paid volunteer hours to support community involvement and social impact.

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5mo ago

Financial Advisor

WestPac Wealth Partners Lake Oswego, OR

Lake Oswego, OR

5mo ago Closed

$102k - $200k/yr Full time Marketing Advisor Business Development

This position is no longer accepting applications (closed May 4, 2026).

Job Description

WestPac Wealth Partners is seeking a goal-driven financial advisor to expand a private client practice in Lake Oswego. This full-time, on-site position emphasizes proactive prospecting and referral networks to cultivate new client relationships in target markets, with earning upside through a draw against commission. The role offers a comprehensive benefits package and a compensation structure aligned with growth and performance.

Responsibilities

The advisor will contribute to building and expanding a private client practice through effective prospecting and referral-based strategies, while identifying and nurturing new client relationships within target markets. Earning potential includes a draw against commission, with details discussed during the interview process.

Requirements

Bachelor's Degree (Required)
US Work Authorization
Entrepreneurial mindset and a desire to work in a commission environment
Strong interpersonal and relationship skills
Aiming to build a business for yourself, but not by yourself
Strong work ethic
Coachable
Desire to help others
Have or be willing to obtain a state Life/Health Insurance License, SIE, Series 7 & Series 66

Benefits

401(k)
401(k) matching
Dental insurance
Health insurance
Health savings account
Life insurance
Paid time off
Tuition reimbursement
Vision insurance

Compensation

Salary: USD 102,162 - 200,000 per year

Compensation package includes:

Bonus opportunities
Commission only
Commission pay
Signing bonus

Job Details

Job Type: Full-time
Work location: In person in Lake Oswego, OR 97035 (Onsite)
Ability to commute: Lake Oswego, OR 97035 (Preferred)
Ability to relocate: Lake Oswego, OR 97035 (Relocate before starting work, Preferred)

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6mo ago

Financial Sales Representative - Career Changer (Training Provided)

Northwestern Mutual Manchester, NH

Manchester, NH

6mo ago Closed

$60k - $110k/yr Full time Advisor Business Development Career

This position is no longer accepting applications (closed May 3, 2026).

Job Description

Responsibilities

Develop a client base by expanding relationships within your network and gaining depth in Northwestern Mutual financial products and current market trends.
Expand your knowledge beyond initial training through sponsored licensing and ongoing education, leveraging tools and illustrations to explain plan options to clients.
Influence clients toward informed decisions by presenting opportunities to safeguard and grow their financial position with expert guidance.
Own the growth and management of your book of business, refining skills and gradually building a team as you mature in your role.
Regularly review and adjust client financial plans to continue delivering tailored, optimal advice.

Requirements

Bachelor’s degree or equivalent professional experience
Entrepreneurial mindset with a drive to build and scale a client base
Proven success in sales, athletics, military, client services, or other client-facing roles
Excellent time-management and organizational skills
Commitment to ongoing learning and professional development
Legal authorization to work in the United States without sponsorship

Benefits

Compensation structure designed to support early career development
Renewable income stream as you grow your book of business
Bonus programs and expense allowances
Licensing support for insurance licenses, SIE, Series 6, Series 63, CFP®, and related credentials
Retirement package and pension plan
Medical, dental, vision, life insurance and disability income protection
Family planning resources